HomeMy WebLinkAboutOrd 75-1853ORDINANCE NO. 75-1853
AN ORDINANCE REGULATING SOLICITATIONS FOR CHARITABLE, PATRIOTIC,
EDUCATIONAL OR PHILANTHROPIC PURPOSES IN THE CITY OF PLAINVIEW;
PROVIDING FOR THE CREATION AND OPERATION OF A CHARITABLE SOLICI-
TATIONS COMMISSION; REQUIRING A PERMIT TO CONDUCT CHARITABLE SOLI-
CITATIONS ON ANY PUBLIC STREET, IN ANY PUBLIC PLACE OR BY HOUSE
TO~ HOUSE CANVASS; PROVIDING DUE NOTICE AND ~ARING; EXEMPTING
CHURCHES AND RELIGIOUS ORGANIZATIONS; PRO~'~ING FOR THE FILING
OF AN APPLICATION FOR A CHARITABLE SOLIO-~TATIONS PERMIT; LIMITING
FUND RAISING EXPENSE TO TWENTY-FIVE PER CENT OF THE AMOUNT COL-
LECTED; PROVIDING THAT THE PERMIT SHALL BE ISSUED UNLESS THE
APPLICANT FAILS TO MEET PRESCRIBED STANDARDS; LIMITING PERMIT TO
THREE MONTHS; MAKING PERMITS NONTRANSFERABLE; PROVIDING STANDARDS
FOR REVOCATION OF PERMITS; PROVIDING FOR APPEAL DE NOVO TO THE
CITY COUNCIL; REQUIRING FINANCIAL AND ACCOUNTING REPORTS FROM
PERMIT HOLDERS; PROVIDING ACCOUNTING STANDARDS; MAKING THIS ORDI-
NANCE CUMULATIVE OF PRIOR ORDINANCES; REPEALING ALL ORDINANCES
AND PROVISIONS OF THE PLAINVIEW CITY CODE IN CONFLICT HEREWITH;
PROVIDING A SEVERABILITY CLAUSE; PROVIDING A PENALTY; AND PROVI-
DING AN EFFECTIVE DATE.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF PLAINVIEW:
Section 1 - Charitable Solicitations Commission -- Created; composition,
term of members.
There is hereby created for the administration of this ordinance a
Charitable Solicitations Commission which shall be composed of seven mem-
bers who shall serve without remuneration for their services and who shall
be appointed by the City Council. Each member of the Commission shall hold
office for a term of three years or until his successor is appointed and
confirmed.
Section 2 - Internal organization; duties.
The Commission shall elect a Chairman and a Vice-Chairman from its
members and shall adopt rules and regulations for the conduct of its busi-
ness. The City Clerk or his delegate shall serve as Secretary of the
Commission. Four members of the Commission, exclusive of the Secretary,
shall constitute a quorum for the transaction of business. No application
for a permit to conduct a charitable solicitations campaign on the streets
and in public places in the City of Plainview, Texas, shall be either
granted or refused without due notice and hearing. No hearing on any such
application shall be held unless and until the applicant shall have
been given at least ten days notice in writing of the date, time, place
and purpose of such hearing. All parties testifying at such hearing
shall be placed under oath by the Chairman or the Secretary of the Com-
mission. In general, the rules of evidence in force in the district and
county courts in the State of Texas shall be followed. Each party at
such hearing shall be given full opportunity to present evidence and wit-
nesses. No ex parte testimony given by witnesses not under oath and not
subject to cross examination by other parties shall be admitted or con-
sidered by the Commission. The findings of the Commission must conform
to the evidence adduced at the hearing. Each ruling of the Commission
must be supported by "adequate" factual findings based upon the evidence.
Section 3 - Permit -- Required.
As used in this ordinance, the term "charitable solicitations campaign"
shall mean any course of conduct whereby any person, organization, society,
association, corporation or any agent, member or representative thereof
shall solicit property or financial assistance of any kind or sell or offer
to sell any article, tag, service, emblem, publication, ticket, advertise-
ment, subscription or any thing of value on the plea or representation that
such sale or solicitation or the proceeds therefrom are for a charitable,
educational, patriotic or philanthropic purpose. It shall be unlawful to
conduct any charitable solicitations campaign on the streets or in any
public place or bM house to house canvass in the City of Plainview, unless
the person, organization, society, association or corporation conducting
same and responsible therefor shall first have obtained a permit in com-
pliance with the terms of this ordinance; provided, however, that the provi-
sions hereof shall not apply to:
(a) Any church, congregation, religious society, sect, group or
order which solicits funds for religious purposes; or
(b) Any organization which solicits funds solely from its own
members or from its own assemblies not using public streets or public
places for such purposes.
Section 4 -- Application; information to be contained.
A permit to conduct a charitable solicitations campaign on the streets
or in any public place or by house to house canvass in the City of Plainview
shall be granted only after notice and hearing upon an application for such
permit filed in triplicate with the City of Plainview City Clerk not less
than forty-five (45) days prior to the initiation of the proposed charitable
solicitations campaign and not less than ten (10) days prior to the date
of the hearing. Such application shall be sworn to by the applicant and
shall contain the following information:
(a) The full name of the organization applying for a permit to soli-
cit and the address of the headquarters in the city; if the organization is
a chapter or other affiliate of an organization having its principal office
outside the city, the name and address of the parent organization.
(b) The names and addresses of all officers and directors or
trustees of the organization and the name and city of residence of all
officers, directors or trustees of the parent organization, if any.
(c) The purpose or purposes for which the gross receipts derived from
such solicitations or other activities are to be used.
(d) The name of the person or persons by whom the receipts of such
solicitation shall be disbursed; if the receipts are transmitted to a
parent organization for further disbursement, detailed information on the
methods of handling amd disbursement of all funds and a detailed and com-
plete financial statement of the parent organization for the last preceding
fiscal year.
(e) The name and address of the person or persons who will be in
charge of conducting the charitable solicitations campaign.
(f) An outline of the method or methods to be used in conducting the
charitable solicitations campaign.
(g) The period within which such charitable solicitations campaign
shall be conducted, including the proposed dates for the beginning and
ending of such campaign.
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(h) The total amount of funds proposed to be raised.
(i) The amount of all salaries, wages, fees, commissions, ex-
penses and costs to be expended or paid to anyone in connection with
such campaign, together with the manner in which such wages, fees,
commissions, expenses and costs are to be expended, and the maximum per-
centage of funds collected which are to be used to pay such expenses
of solicitation and collection.
(j) The names of all officers, directors or trustees present when
the decisions were made in. reference to subsections (h) and (i) above.
(k)
by the applicant during the preceding
activities described in Section 3, wt
the same as those for which the appl~
statement to show the gross amount cc
or solicitation, and the final distri
A detailed and complete statement of the funds (if any) collected
year from solicitations or other
ich were the same or substantially
cant is seeking a permit, such
llected, all costs of collection
bution thereof.
(1) A full statement of the cha
educational, patriotic or philanthrop
within the city during the last prece
(m) If the applicant is a corpo
articles of incorporation from its st
applicant is a foreign corporation,
business in Texas.
(n) If the applicant is a chari
tion, proof of its current status as
tions are tax deductible for federal
racter and extent of the charitable,
ic work done by the applicant
ding year.
ration, a copy of its charter or
ate of incorporation; if the
copy of its certificate to do
table corporation or other organiza-
~n organization to which contribu-
ncome tax purposes.
Section 5 - Notice of hearing; cpnditions of approval; certification
~--- to City Clerk.
Upon receipt of a proper application as provided in Section 4, the
City Clerk shall set a time and place for hearing of said application,
and such time for hearing shall be at least ten days after the date on
which the application is received. ~
T e City Clerk shall notify the
applicant of the time and place set f r hearing. In the absence of notice
acknowledged by the applicant, the City Clerk shall give written notice
to the applicant by depositing same i~ the United States mail in a sealed
envelope with sufficient postage attached, addressed to applicant at the
address shown on the application. SuCh mailed written notice shall be
sufficient if deposited in the United States mail at least ten days prior
to the date of hearing. At the conclqsion of the hearing on any such
application, the Charitable Solicitations Commission shall authorize and
direct the City Clerk to issue the permit applied for unless the
Commission finds from a preponderance_of the credible evidence adduced
at such hearing that:
(a) One or more of the statements made in the application are not
true.
(b) The applicant or person in qharge of the charitable solicitations
campaign has been convicted in a cour~ of competent jurisdiction of a
crime involving moral turpitude, or that the applicant or such person
has made or caused to be made false s~atements or misrepresentations to
any member of the public with regard 4o the charitable solicitations cam-
paign or other activities described iq the permit, or has made or caused
to be made false statements or misrepresentations in the application or
at the hearing on the application, or has in any way publicly represented
that the permit granted hereunder is an endorsement or recommendation of
the cause for which the charitable solicitations campaign is being con-
ducted or has otherwise violated any of the terms of the permit os this
ordinance.
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(c) The applicant's fund-raising expense in any charitable soli-
citations campaign conducted by it during any of the three years immediately
preceding the date of application exceeded twenty-five per cent (25%) of the
gross amount collected.
(d) The expected fund-raising expense of applicant in the chari-
table solicitations campaign which application for permit is being made
will exceed twenty-five per cent (25%) of the gross amount collected
based upon accounting data concerning prior campaigns of the applicant
and such other evidence as may be adduced at the hearing.
(e) Applicant has failed to keep or observe any promise, agreement,
representation or commitment with regard to the allocation of funds or
methods of fund-raising or solicitations made to the Charitable Solicitations
Commission in connection with any previous application.
Section 6 -- Issuance.
Upon receipt of written authorization and direction from the Charitable
Solicitations Commission as provided in Section 5 or upon notification
of action by the City Council of the City of Plainview in connection with
any appeal from a decision of the Charitable Solicitations Commission
as provided in Section 10, the City Clerk shall issue a permit to
conduct a charitable solicitations campaign for the period and in the
manner authorized by the Charitable Solicitations Commission or the
City Council.
Section 7 -- Duration.
The .Charitabl~ Soli~lations Commission shall determine from the
application and from a preponderance of the credible evidence adduced
at the hearing the period during which the applicant shall be permitted
to conduct its charitable solicitat%ons campaign; provided, however, that
such period shall not exceed three calendar months. Any extension of such
period shall be granted only upon the filing of an application and
after notice and hearing of the same kind and character as is required
for the original permit.
Section 8 -- Nontransferable.
Any permit issued hereunder shall be personal to the applicant and
shall not be assigned or transferred to any other person, firm, corpora-
tion or association. Any such attempted assignment or transfer shall
render the permit void. However, nothing in this section shall prohibit
a permittee from using the number of solicitors and representatives specified
in the permit.
Section 9 -- Revocation.
If, after notice and hearing, the Charitable Solicitations Commission
shall determine and make findings of fact that any permit holder or any
agent or representative of a permit holder is making or has made any
false statements or misrepresentations to any member of the public with
regard to the campaign of solicitations or other activities described in
the permit, or has made false statements or misrepresentations in the
application or at the hearing on the application, or has in any way publicly
represented that the permit granted hereunder is an endorsement or recom-
mendation of the cause for which the charitable solicitations campaign
is being conducted, or has violated any of the terms of the permit or has
otherwise violated the provisions of this ordinance, then it shall be the
duty of the Charitable Soli~ations Commission to revoke the permit;
provided, however, that the permit holder shall be given at least twenty-
four hours written notice that a hearing on the revocation is to be held,
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and provided further that such hearing on the revocation shall be
conducted under the same rules as the hearing on the application.
Section 10 -- Appeal from decisions of Charitable Solicitations
Commission.
Every applicant shall have the right to appeal to the City Council
from any adverse decision or ruling of the Charitable Solicitations
Commission. Such appeal, if taken, must be in writing addressed to
the City Council and filed with the City Clerk within ten days after the
date of the decision or ruling appealed from. The City Council shall
hold an open public hearing on such appeal at either a regular or special
meeting of that body after furnishing notice of such hearing to the
applicant and appellant as provided in Section 5 for the original hearing.
The appeal shall be de novo, and the hearing shall be conducted by the
City Council in accordance with the same rules as are prescribed for~the
hearing before the Charitable Solicitakions Commission.
Section 11 -- Reports to be filed.
Ail persons or organizations issued permits under this ordinance shall
furnish to the Commission, within thirty days after the charitable solicitations
campaign has been completed, a detailed report and financial statement
showing the amount of funds raised by the charitable solicitations~ampaign,
the amount expended in collecting such funds, including a detailed report
of the wages, fees, commissions and expenses paid to any person in
connection with such solicitation, and the disposition of the balance
of the funds collected by the campaign; provided however, that the
Commission may extend the time for filing of the report required by this
section for an additional period of thirty days upon proof that the filing
of the report within the time specified will work unnecessary hardship on the
permit holder. The permit holder shall make available to the Commission,
or to any person designated in writing by the Commission as its representative
for such purpose, all books, records and papers whereby the accuracy of the
report required by this section may be investigated.
Ail financial statements and reports and all applications sub-
mitted by any applicant or permit holder hereunder, and all determina-
tions, findings and rulings involving accounting procedures made by either
the Charitable Solicitations Commission or by the City Council shall be
prepared, made and interpreted in accordance with the accounting standards
and practices set out in Standards of Accounting and Financial Reporting
for Voluntary Health and Welfare Organizations, copyright 1964, National
Health Council, National Social Welfare Assembly, which is incorporated
herein by reference and a copy of which shall be maintained On file
in the office of the City Clerk of the City of Plainview.
Section 12 --Agents and solicitors for charitable solicitation p~rmit
holders.
Ail persons to whom permits have been issued under this ordinance
shall furnish proper credentials to their agents and solicitors for such
charitable solicitations campaign. Such credentials shall include the name
of the permit holder, the date, a statement describing the holder's chari-
table, educational, patriotic or Philanthropic activity, a description
of the purpose of the solicitation, the signature of the-permit holder
or of the holder's chief executive officer, and the name, address, age,
sex, and signature of the solicitor to whom such credentials are issued
and the specific period of time during which the solicitor is authorized
to solicit on behalf of the permit holder. No person shall solicit under
any permit granted under this o~dinance~withOut the..credentials~r~quire~ by
this section and a facsimile copy of the permit in his possession. The
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credentials and facsimile copy of the permit shall be shown, upon
request, to all persons solicited and to any police officer Of hhe
city.
No agent or solicitor shall conduct or participate in any chari-
table solicitations campaign except under a valid permit issued in
compliance with this ordinance.
Section 13 -- Responsibility for acts of solicitors.
The recipient of a permit for a charitable solicitations campaign
shall be responsible for the acts of his authorized representatives
in connection with such campaign.
Section 14 -- Public inspection of records.
Ail applications, all records of hearing, all permits or rulings
of either the Charitable Solicitations Commission or the City Council
and all instruments filed in connection with any application or hearing
shall be public records.
Section 15 -- Ordinance enacted as governmental function.
All of the regulations provided for in this ordinance are hereby
declared to be governmental and for the benefit of the general public.
Any member of the City Council, the Charitable Solicitations Commission,
any city official or employee, or any person charged with the enforcement
of this ordinance, acting for the city in the discharge of his duties,
shall not thereby render himself personally liable, and he is hereby
relieved from all personal liability for any damage that may accrue to
persons or property as a result of any act required or permitted in
the discharge of his duties. Any suit brought against any such official
or employee because of such act performed by him in the enforcement
of any provision of this ordinance shall be defended by the City Attorney
until the final adjudication of the proceedings.
Section 16 -- Certain methods of solicitation prohibited.
The following methods of solicitation are and shall be prOhibited
within the city:
(a) Solicitations by telephone by persons employed and paid pri-
marily for that purpose.
(b) Solicitation by means of coin or currency boxes, or receptacles,
except:
(i)
When each such box or receptacle is
serially numbered and the Commission
advised of the number and location of
each; and
(2)
When each~such box or receptacle is the
responsibility of a bona fide member, agent,
or solicitor of the soliciting organization;
and
(3)
When such responsible person is required to
pick up each box or receptacle at the end
of the solicitation period; and
(4)
When the use of such boxes and receptacles
in the solicitation is expressly authorized
by the Commission; and
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(5) When such responsible person has no more
than a reasonable number of such boxes or
receptacles for which he must account.
Section 17 -- Repeal.
All ordinances or parts of ordinances of the City of Plainview in
direct conflict with the provisions of this ordinance are hereby repealed.
Section 18 -- Savings Clause.
That if any section, part of a section or provision of any section
of this ordinance shall be held to be void, ineffective or unconstitu-
tional by a court of competent jurisdiction, the holding of such section,
part of a section or provision of any section to be void, ineffective
or '~uncon~titutional for any cause whatsoever shall in no way affect
the validity of the remaining sections and provisions of this ordinance,
which shall remain in full force and effect. The City Council would not
have passed any sections, parts of sections or provisions of any section
of this ordinance that were unconstitutional, void or ineffective if it
had known that they were unconstitutional, void or ineffective at the
time of adopting this ordinance.
Section 19 -- Penalty.
That any person, firm or corporation violating any of the provisions
of this ordinance shall be fined in any sum not to exceed Two Hundred
Dollars ($200.00), and each day's violation thereof shall constitute a
separate offense.
Section 20.
That this ordinance shall become effective and be in full force and
effect from and after the date of its passage and publication as required
by law, and it is so ordained.
Passed and approved this the -~2th day of AuKus.t
A. D. 1975.
/
~~t_~Mayor of the clt~.~ t~l~vie~~w/
ATTEST:
M. L. REA
City Clerk