HomeMy WebLinkAboutR90-178HEALTH DEPARTMENT - TEXAS DEPARTMENT OF HEALTH CONTRACT
RESOLUTION NO. R90-178
5158
A RESOLUTION OF THE CITY OF PLAINVIEW, TEXAS,
AUTHORIZING THE MAYOR TO EXECUTE TDH DOCUMENT
C1000260 AS SUCH PERTAINS TO COMMUNITY AND
RURAL HEALTH; MATERNAL AND CHILD HEALTH AND
IMMUNIZATION.
WHEREAS, the City of Plainview in conjunction with Hale County
operates the Plainview/Hale County Health Department; and
WHEREAS, the Texas Department of Health provides funding to the
Health Department for various services such as Community and Rural
Health; Maternal and Child Health and Immunization; and
WHEREAS, TDH Document No. C1000260 establishes funding levels
and terms and conditions that must be met by the Plainview/Hale
County Health Department; and
WHEREAS, it is in the best interest of the citizens of Plainview
to continue with an agreement of this nature.
NOW, THEREFORE, BE IT RESOLVED, by the City of Plainview, Texas,
that the Mayor is hereby authorized to execute TDH Document
C1000260.
BE IT FURTHER RESOLVED that the Plainview/Hale County Health
Department is charged with the responsibility to adhere to the
terms and conditions of TDH Document No. C1000260.
Passed and Approved this llth day of September 199 .
~. V. R±dlehu~er, ~ayor
ATTEST:
Carla Reese, City Secretary
APPROVED AS TO CONTENT:
David Blackburn,'~Ci~ Attorney
TEXAS DEPARTMENT OF HEALTH CONTRACT
1100 West 49th Street
Austin, Texas 78756-3199
STATE OF TEXAS
COUNTY OF TRAVIS .. TDH Document No. C1000260
This contract is between the Texas Department of Health, hereinafter referred to
as .RECEIVING AGENCY, and the party listed'below as PERFORM)NG AGENCY and
inc/uoes general provisions and attachments detailing scope(s) of work and
special provisions.
I
PERFORMING AGENCY: PLAINVIEW-HALE COUNTY HEALTH DISTRICT
(PRINT'or TYPE)
Mailing Address:
Street Address:
P. O. Box 1738
1001 Ash Street
(If difterent)
Plainview
(City)
Plainview
(City)
!
!
TX 79073 0000!
(~-E) (Zip)
TX 79072 7331!
(s~) (zip)
Authorized
Contracting Entity: CITY OF PLAINVIEW
i_, '(If"different from PERFORMING AGENCY)
CITY OF PLAINVIEW I
I
(Must match with vendor iOentlflcatlon number shown below) I
P.O. Box 1870 Plainview TX 79073 00001
Payee Name,:
Payee Address:
~Must match with vendor identification number shown'~low)
State of Texas Vendor Identification No. (14 digits): 17560006391000
Finance Officer/Contact: Norman Huggins
Type of Organization: City .- -'
Designate: ElementaryZsecondary school, junior college, senior college/university
city, county, other pS]itical subdivision, council of governments, ~udicial
district, community services program, individual, or o~her (define)
Is this a small business No (Yes/No) and/or minority/woman owned No (Yes/No)
Is this a non-profit business (Yes/No)
PAYEE AGENCY Fiscal Year Ending Month- SEPTEMBER
SUMMARY OF TRANSACTION:
Contract for Public Health Services.
'
COVER- Page I
DETAZLS OF
ATTACHMENTS
Am. : TOH
No..: Program
01 CRH-LHS
02 HCH-LHS
Term
Begin ' End ' Funds*
9/ 1/901 8/31/911 STATE
Financial Assistance
Source of
Amount
13.268
21,468.00
30,477.00
Direct
Assistance
72,027.00
.00
I
Total Assistance '
I
Amount (TDH Share) J
93,495.001
I
I
30,477.001
i
I
I
I
I
I
I
TOH Oocument No. C1000260 TOTALS : $ 51,945.001 $ 72,027.001 $ 123,972.00:
I~1 I
*Federal funds are indicated by a number from the Catalog of Federal Domestic Assistance (CFDA), if applicable.
REFER TO BUDGET SECTION OF ANY ZERO ANOUNT ATTACHMENT FOR DETAILS.
COVER - Page 2
16i
EXECUTED IN DUPLICATE ORIGINALS ON THE DATES SHOWN.
CITY OF PLAINVIEW "
Authorized Contracting Entity (type above
if different from PERFORNING AGENCY)
for 8nd in behalf of:
TDH Document Ho.: C1000260-01
PLAINVIEN-HALE COUNTY HEALTH DISTRICT
PERFORNING AGENCY
(Signature of perso~ ~tho~ized
to sign contracts)
B_ILL HOLLARS - COUNTY JUDGE
(Name and Title)
TEXAS DEPARTHENT OF HEALTH
RECEIVING AGENCY
(Signature o~per~on ~horized
to sign contracts)
Terry Faye Bleier, Chief
Eureau of Financial Services
(Name and Title)
Date:
RECONNENDED:
(PERFORNIN~EN-C~ Director, (~
if' different from person "
authorized to sign contract)
APPROVED AS TO FORN:
By:
0 ~o~ General Counsel
f I / ?
'(Signature o~ perso~ au~Aorl~.ed Eo
$ig~ ¢o~t~acts)
GENE RIDLEHUBER - MAYOR
COVER - Page 3
GENERAL PROVISIONS FOR
TEXAS DEPA~[TMENT OF HEALTH CONTRACTS
PERFORMING AGENCY and RECEIVING AGENCY a§ree this contract, assurances,
general and~or special provisions, and attachment(s) with detailed scope(s) of
work and budget(s), as applicabl~, incorporate all covenants and agreements
pertaining hereto. No prior a§reement or understanding, oral or otherwise, of
the parties or their agents will be 'valid or enforceable unless embodied in
this contract.
The person or persons signing and executing this contract on behalf of
PERFORMING AGENGY, or representing themselves as signing and executing this
contract on behalf of PERFORMING AGENCY, do hereby warrant and guarantee that
he, she, or they have been duly authorized by PERFORMING AGENCY to execute
this contract on behalf of PERFORMING AGENCY and to validly and legally bind
PERFORMING AGENCY to all terms, performances, and provisions herein set forth.
PERFORMING AGENCY hereby assures compliance with the following
conditions unless otherwise specified in the attachment(s) hereto:
AItTICLE 1.- scope of Work
terms and
PERFORMING AGENCY will perform the work outlined in the Scope(s) of Work
contained in the attachment(s) hereto which is;are referenced in the Details
of Attachments and hereby incorporated and made a part of this contract, plus
amendments which may be added by additional attachment(s) from time to time as
hereinafter provided.
Satisfactory performance of this contract will be measured in part by:
(1) adherence to the contract; (Z) results of CPA or State Auditor reports;
and, 3) timeliness, completeness, and accuracy of required reports.
A~TICLE 2. Term
The time period of this contract will be governed by the term(s) on the
attachment(s). No commitment of contract funds is permitted prior to the
first day nor subsequent to the last day of the term. The term may be
extended by amendment(s).
AI~TICLE 3. Pundina
This contract is contingent upon funding being available for the term of the
attachment(s) and PERFORMING AGENCY will have no right of action against
RECEIVING AGENCY in the event that RECEIVING AGENCY is unable to perform its
obligations under this contract as a result of the suspension, termination,
withdrawal, or failure of funding to RECEIVING AGENCY or lack of sufficient
funding of RECEIVING AGENCY for any attachment(s) to this contract. If funds
become unavailable, provisions of the Termination Article will apply.
A~TICLE 4. Amendments
This contract may be amended, and such amendments will be in writin§ and duly
executed by the parties hereto.
1991 GENERAL PROVISIONS - Page i (rev.5/90)
A~TICLK 5. ~
If any provision of~this contract will be construed to be illegal or invalid,
this will not affect the le§ality or validity of any of the other provisions
hereof. The illegal or invalid provision will be deemed stricken and deleted
herefrom to the same extent and effect as if never incorporated herein, but
all other provisions will conti~ue.
AKTICLK 6. Applicable Laws and Stan__dard~
This' contract will be governed by the laws of the State of Texas and
enabling state/federal regulations, including federal grant requirements
applicable to funding sources as set out in attachment(s) hereto, and Treasury
Circular 1075 (31 CFR Part 205) as applicable to advance of funds. If
PERFORMING AGENCY is a local governmental public health entity, this contract
Will also be governed by the Local Public Health Reorganization Act, Chapter
121, Health and Safety Code.
pERFORMING AGENCY agrees Article 4413 (32g), V.T.C.S., [Uniform Grant and
Contract Management Standards Manual (UGCMS)], as may be amended by revised
federal circulars to be incorporated in UGCMS by the Governor's Budget and
Planfling Office, applies as terms and conditions of this contract, and the
standards are adopted by reference in their entirety. If a conflict arises
between the provisions of this contract and UGCMS, the provisions of UGCMS
will prevail unless expressly stated otherwise. A copy of this manual and its
references are provided to PERFORMING AGENCY by RECEIVING AGENGY upon request.
pERFORMING AGENCY must obtain prior approval from RECEIVING AGENCY for major
project changes which are specified in RECEIVING AGENCY's institutional prior
approval procedures. These procedures are incorporated by reference as a
condition of this contract.
In accordance with Section 1352 of Public Law 101-121, effective December 22,
1989, PERFORMING AGENCY is prohibited from using funds granted under this
contract for lobbying Congress or any agency in connection with a particular
contract. In addition, if at any time, the contract exceeds $100,000, the law
requires certification that none of the funds provided by PERFORMING AGENCY to
RECEIVING AGENCY have been used for payment to lobbyists. Regardless of
funding source, and if a contract exceeds $100,000, disclosure form must be
completed if pERFORMING AGENCY has any agreement with a lobbyist. This
certification and/or form is available upon request and must be forwarded to
RECEIVING AGENCY within 90 days of receipt.
PERFORMING AGENCY certifies by execution of this contract that its payment of
franchise taxes is current or. if PERFORMING AGENCY is exempt from payment of
franchise taxes, that it is not subject to the State of Texas franchise tax.
A false statement regarding franchise tax status will be treated as a material
breach of this contract and may be ~rounds for termination at the option of
RECEIVING AGENCY. If franchise tax payments become delinquent during the
attachment term, payments under this contract will be held until'PERFORMING
AGENCY's delinquent franchise tax is paid in full.
1991 GENERAL PROVISIONS - Page
(rev.5/90)
PERFORMING AGENCY further certifies by execution of this contract that it is
not ineligible for participation in federal or state assistance programs under
Executive Order 12549, Debarment and Suspension. PERFORMING AGENCY
specifically asserts that it does not owe a single substantial debt or a
number of outstanding debts to a federal or state agency. A false statement
regarding PERFORMING AGENCY's status will be treated as a material breach of
this contract and may'be grounds for termination at the option of RECEIVING
AGENCY.
ARTICLE 7. Assurances
PERFORMING AGENCY assures that no person will, on the grounds of race, creed,
color, handicap, national origin, sex, political affiliation or beliefs, be
excluded from, be denied the benefit of, or be subjected to discrimination
under any program or activity funded in whole or in part under this agreement.
Incorporated by reference the same as if specifically written herein are the
rules, regulations, and all other requirements imposed by law including, but
not limited to, compliance with those pertinent rules and regulations of the
State of Texas and those of United States agencies providing funds to the
State of Texas.
PERFORMING AGENCY assures it will not transfer or assign its interest in this
contract without written consent of the the RECEIVING AGENCY.
A~TICLE 8. Standards For Financial ManaRement
PERFORMING AGENCY will develop, implement, and maintain financial management
and control systems that meet or exceed the requirements of UGOMS. Those
requirements include at a minimum:
1. Financial planning including the development of budgets that adequately
reflect all functions and resources necessary to carry out authorized
activities and the adequate determination of costs;
2. Financial management system including accurate, correct, and complete
payroll, accounting, and financial reporting records, cost source
documentation, effective internal and budgetary controls, determination of
reasonableness, allowability, and allocability of costs, and timely and
appropriate audits and resolution of any findings; and,
3. Billing and collection policies including a charge schedule, a system for
discounting or adjusting charges based on a person's income and family
size, and a mechanism capable of billing and making reasonable efforts to
collect from patients and third parties.
A~TICLE 9. Allowable Costs
Only those costs allowable under UGCMS and OMB Circular A-110, and any
revisions thereto, plus any applicable federal cost principles are eligible
for reimbursement under this contract. Applicable cost principles and audit
requirements are-as follows:
Circular
Applicable Cost Principles
Audit Requirement
A-87 State & Local Governments Circular A-128
1991 GENERAL PROVISIONS - Page 3 (rev. S;90)
To be eligible for reimbursement under this contract, a cost must have been
incurred within the attachment term and paid by PERFORMING AGENCY prior to
claiming reimbursement from RECEIVING AGENCY or encumbered by the last day of
the attachment term and liquidated no later than 45 .days after the end of the
attachment term.
Each PERFORMING AGENCY/AUTHORIZED CONTRACTING ENTITY receiving $25,000 or more
in total federal/state financial assistance during their fiscal year shall
arrange for an agency-wide financial and compliance audit of the PERFORMING
AGENCY'S/AUTHORIZED CONTRACTING ENTITY'S fiscal year. The audit must be
conducted by an independent CPA and must be in accordance with the applicable
OMB Circulars and Government Auditing Standards. Procurement of audit
services will comply with state procurement procedures, as well as provisions
of UGCMS.
Within 30 days of receipt of audit report, PERFORMING AGENCY/AUTHORIZED
CONTRACTING ENTITY will submit a copy to RECEIVING AGENCY'S Internal Audit
Division.
A~TICLE 10. Overtime Compensation
None of the funds provided by attachment(s) will be used to pay overtime.
PERFORMING AGENCY will be responsible for any obligations of overtime pay due
employees.
A~TICLE 11. Terms and Conditions of PaFm~n~
For services satisfactorily performed pursuant to the Scope(s) of Work,
PERFORMING AGENCY will receive reimbursement for allowable costs.
Reimbursements will not exceed the total of each attachment(s) hereto and are
contingent on a signed contract.
Claims for reimbursement will be made on a state of Texas Purchase Voucher
(TDH Form #AG-37). Vouchers for reimbursement of actual expenses will be
submitted monthly within 20 days following the end of the month covered by the
bill. A make-up claim may be submitted as a final close-out bill not later
than 45 days following the end of attachment term(s). Advance payment may be
requested in accordance with the applicable provisions of this contract.
Payments made for approved claims or notice of denial of claims submitted
against attachment(s) to this contract will be mailed not later than 60 days
after receipt of monthly vouchers. Payment is considered made on the date
postmarked. Any reimbursements made by PERFORMING AGENCY to subcontractors
will be made in accordance with Article 601f, V.T.C.S.
Funding from this contract will not be used to supplant state or local funds,
but PERFORMING AGENCY will use such funds to increase state or local funds
currently available to PERFORMING AGENCY for a particular activity.
PERFORMING AGENCY further agrees to maintain to the best of its ability its
current level of support, if any.
PERFORMING AGENCY will refund to RECEIVING AGENCY any funds PERFORMING AGENCY
claims and receives from RECEIVING AGENCY for the reimbursement of costs which
are determined by RECEIVING AGENCY to be ineligible for reimbursement.
1991 GENERAL PROVISIONS - Page 4
(rev.5/90)
RECEIVING AGENCY will have the riEht to withhold all or part of any future
payments to' PERFORMING AGENCY to offset any reimbursement made to PERFORMING
AGENCY for any ineli§ible expenditures not refunded to RECEIVING AGENCY by
PERFORMING AGENCY.
Payment may be denied for noncompliance if required financial reports are not
on file for previous quarters or for the final period, or for failure to
respond to financial compliance monitorin§ reports, or if program requirements
are not met as specified in the Scope(s) of Work.
ARTICLE 12. Advance Payments
PERFORMING AGENCY may request, in writing, a one time advance with proper
Justification and the concurrence of RECEIVING AGENCY. Amount of advance will
be determined by the amount and term of the attachment(s); however, for each
attachment, the amount of the advance will not exceed one-sixth (1/6th) of a
twelve-month attachment. Advance will be requested on a State of Texas
Purchase Voucher at the beginning of attachment period or at a single later
time in the attachment period if circumstances so warrant and the request is
approved. Advance funds will be liquidated during the attachment term so
that, after final monthly billing, PERFORMING AGENCY will not have advance
funds on hand. Advance funds may be drawn only to meet immediate cash needs
for disbursement (UGCMS and federal circulars).
Amendments to this contract may require upward or downward adjustment to the
allowable advance until it equates l[6th of a twelve-month attachment or
approximates two months operating costs. In the case of a downward
adjustment, PERFORMING AGENCY and RECEIVING AGENCY will agree on the amount of
adjustment to the advance. RECEIVING AGENCY retains the option to reduce
future claims by the required amount. In the case of an upward adjustment and
PERFORMING AGENCY needs additional funds to meet immediate'operating expenses,
PERFORMING AGENCY may submit to RECEIVING AGENCY a written justification and
State of Texas Purchase Voucher in the amount necessary to correct the ratio.
A~TICLE 13. Pro,ram Income
PERFORMING AGENCY will develop a fee for service system and a schedule of fees
for personal health services in accordance with the provisions of Article
4414c, V.T.C.S., and the Texas Board of Health rules covering Fees for
Clinical Health Services (25 TAC, Sec. 1.91) and other applicable laws
provided, however, that a patient may not be denied a service due to inability
to pay.
All revenues received from the delivery of contract services will be
identified, reported, and utilized as provided in this article. Such program
income will be retained by PERFORMING AGENCY and: (1) be used by PERFORMING
AGENCY for any purposes which further the objectives of the program and the
Scope of Work for the attachment(s) and be deducted from total project costs;
or, (2) be deducted from total project costs.
This is according to RECEIVING AGENCY policy interpreting UGCMS, a copy of
policy is provided on request and is incorporated by reference as a condition
of this contract.
1991 GENERAL PROVISIONS - Page 5 (rev.5/90)
ARTICI~ 1~. F~nnncial Repo~t~
Financial reports are required as provided in UGCMS and will be filed
regardless of Whether or not expenses have been incurred.
Financial Status Report, State of Texas Supplemental Form 269a (TDH Form
Ge-4), will be submitted within 20 days following the end of each quarter.
A final financial report, Request for Advance or Reimbursement, Form 270
(TDN Form GC~10) will be submitted.not later than 45 days following the end
of attachment term(s). An amended Form Z69a will be submitted if the amount
of expenditures reported in the last quarter changed. If necessary, a State
of Texas Purchase Voucher will be submitted if all costs have not been
recovered or a refund will be made of excess monies if costs incurred were
less than funds received.
A~TICLE 15. ~eports and Inspection~
pErFORMING-AGENCY will submit financial, program, progress, and other reports
as requested by RECEIVING AGENCY in the format agreed to by the parties
hereto.
RECEIVING AGENCY and, when federal funds are involved, any authorized
representative(s) of the federal government have the right, at all reasonable
times, to inspect or otherwise evaluate the work performed or being performed
hereunder and the premises in which it is being performed, includinE
subcontractors, pERFORMING AGENCYwill participate in and provide reasonable
access, facilities, and assistance to the representatives. Ail inspections
and eValuations will be performed in such a manner as will not unduly delay
the work.
PERFORMING AGENCY agrees that RECEIVING AGENCY and the federal government, or
any of their duly authorized representatives, will have access to any
pertinent books, documents, papers, and records of PERFORMING AGENCY for the
purpose of making audit, examination, excerpts, and transcripts of
transactions related to contract attachment(s). RECEIVING AGENCY will have
the right to audit billings both before and after payment. Payment under
attachment(s) will not foreclose the riEht of RECEIVING AGENCY to recover
excessive or illegal payments.
Anydeficienctes identified by RECEIVING AGENCY upon examination of pERFORMING
AGENOY's records will be conveyed in writing to pERFORMING AGENCY. pERFORMING
AGENCY's resolution of findings will also be conveyed in writing to RECEIVING
AGENOY within 30 days of receipt of RECEIVING AGENCY's findings. A
determination by RECEIVING AGENCY of either an inadequate or inappropriate
resolution of the findings may result in the withholding of funds or
suspension of the contract attachment(s). Any such withholding of funds or
suspension will remain in effect until the findings are properly remedied as
determined by RECEIVING AGENCY.
1991 GENERAL PROVISIONS - Page 6
(rev.5/90)
PERFORMING AGENCY will retain all such records for a period of three years
from the date of the last expenditure report submitted under contract
attachment(s) or until resolution of all audit questions, whichever time
period is longer.
A~TICLE 16. Client Records
At the end of the attachment term, all client records are the property of
PERFORMING AGENCY. RECEIVINGAGENCY retains the right to have access to the
records or obtain copies for audit, litigation, or other circumstances that
may arise.
If at any time during the attachment term(s), PERFORMING AGENCY and;or
RECEIVING AGENCY should decide to terminate the agreement, RECEIVING AGENCY
ma~ require the transfer of client records upon written notice to PERFORMING
AGENCY. Records may be transferred to another entity that agrees to continue
the service or, at the option of RECEIVING AGENCY, the records may be
transferred to RECEIVING AGENCY headquarters.
A~TICLE 17. Confidentiality
PERFORMING AGENCY will have a system in effect to protect from inappropriate
disclosure-of patient records and all other documents deemed confidential by
law which are maintained in connection with the activities funded under
contract attachment(s). Any disclosure of confidential patient information by
PERFORMING AGENCY, including information required by the Reports and
Inspections Article, will be in accordance with applicable law.
If providing direct client services, PERFORMING AGENCY agrees to implement
workplace guidelines similar to the guidelines adopted by RECEIVING AGENCY and
to make available educational materials for employees concerning the human
immunodeficiency virus (HIV) and its related conditions including acquired
tmmunodeficiency syndrome (AIDS). Further, PERFORMING AGENCY agrees to
develop and implement guidelines regarding confidentiality of AIDS and HIV-
related medical information for employees of PERFORMING AGENCY and for
clients, inmates, patients, and residents served by PERFORMING AGENCY. Such
guidelines will be consistent with those published by RECEIVING AGENCY and
with state andfederal law and regulations. A PERFORMING AGENCY that does not
adopt confidentiality guidelines as herein required is not legally eligible to
receive state funds until the guidelines are developed and implemented. If
PERFORMING AGENCY does not have workplace and;or confidentiality guidelines,
PERFORMING AGENCY may use those which have been adopted by RECEIVING AGENCY'S
Texas Board of Health and which are available upon request.
ARTICLE 18. Equipment and Supplies
Equipment is defined as tangible nonexpendable property with an acquisition
cost of over $500 and a useful llfe of more than one year. In accordance with
Article 60lb, V.T.C.S., Section 8.02(c), title to all equipment purchased from
funds provided herein will be in the name of PERFORMING AGENCY throughout the
contract/attachment(s) term(s).
Unless initially listed and apProved in the contract/attachment(s), prior
written approval from RECEIVING AGENCY is required for any additions to or
deletions of approved equipment purphases having an acquisition cost exceeding
1991 GENERAL PROVISIONS - Page 7 (rev.5/90)
$500. To receive approval for data processing hardware and software purchases
with an acquisition cost over $500, PERFORMING AGENCY must submit a detailed
Justification which includes description of features, make and model,: and
cost, etc..
PERFORMING AGENCY will maintain an annual property and inventory and submit a
report to RECEIVING AGENCY at the end of the contract/attachment(s) term(s).
PERFORMING AGENCY will administer a program of maintenance, repair, and
protection~of assets under this contrast/attachment(s) so as.to assure their
full' availability and usefulness. In the event PERFORMING AGENCY is
indemnified, reimbursed, or otherwise compensated for any loss of, destruction
of, or damage to the assets provided under this contract/attachment(s), it
will use the proceeds to repair or replace said assets.
PERFORMING AGENCY agrees that upon termination of contract/attachment(s),
title to any remaining equipment purchased from funds as hereinabove provided
will be transferred to the RECEIVING AGENCY or any other party designated by
the: RECEIVING AGENCY; provided, however, that RECEIVING AGENCY may, at its
option and to the extent allowed by law, transfer title to such property to
the PERFORMING AGENCY.
ARTIOLE 19, SubcontractinK
PERFORMING AGENCY may enter into agreements with subcontractors unless
restricted or otherwise prohibited in specific attachment(s). If PERFORMING
AGENCY elects to enter into an agreement which subcontracts out a substantial
portion of PERFOP. MING AGENCY's Scope of Work, prior written approval must be
obtained from RECEIVING AGENCY. Subcontracts, if any, entered into by
PERFORMING AGENCY will be in writing and subject to the requirements of this
contract. PERFORMING AGENCY agrees that it will be responsible to RECEIVING
AGENCY for the performance of any subcontractor.
ARTICLE 20.~ CopFr~Khts and Publications
PERFORMING AGENCY understands and agrees that where activities supported by
the contract attachment(s) produce original books, manuals, films., computer
programs (including executable computer .programs and supporting data in any
form), or other original material, PERFORMING AGENCY may copyright such
material subject to any rights to same reserved by or vested in the federal
government or any agency thereof; .however, RECEIVING AGENCY may grant to
PERFORMING AGENCY limited rights to produce, publish, and use such materials
as appropriate.
PERFORMING AGENCY may publish at its expense the results of contract
performance with prior RECEIVING AGENCY review and approval. Any publication
(written, visual, or sound) should include acknowledEment of the support
received from RECEIVING AGENCY and the appropriate federal agency, if
applicable. At least three copies of any such publication must be provided to
RECEIVING AGENCY. RECEIVING AGENCY reserves the right to require additional
copies before or after the initial review.
ARTICLE 21. Hold Harmless
PERFORMING AGENCY, which is not a state agency, assures that it is an
independent contractor and not an agent, servant, or employee of the state.
1991 GENERAL PROVISIONS - Page 8
(rev.5/90)
Except to the extent that Chapter 104 of the Texas Civil Practice and Remedies
Code is applicable to this contract, PERFORMING AGENCY agrees to hold
RECEIVING AGENCY and/or federal government harmless and to indemnify them from
and against any and all claims, demands, and causes of action of every kind
and character which may be asserted by any third party occurring or in any way
incident th, arising out of, or in connection with the performance of services
by PERFORMING AGENCY under this contract to the extent allowed by law.
PERFORMING AGENCY, by acceptance of funds provided through contract
attachment(s), agrees and ensures that personnel paid from these funds are
duly..licensed and~or qualified to perform the required services.
A~TICLE 22. BondinK
Each person employed by PERFORMING AGENCY who handles funds under this
contract, including persons authorizing payment of such funds, will be covered
by the terms of a fidelity bond providing for indemnification of losses
occasioned by: (1) any fraudulent or dishonest act or acts committed by any of
PERFORMING AGENCY's employees either individually or in concert with others,
and/or, (2) failure of PERFORMING AGENCY or any of its employees to perform
faithfully his;her duties or to account properly for all monies and property
received by virtue of his/her position or employment. This fidelity bond
will'be in 'the amount of not less than Ten Thousand Dollars ($10,000).
ARTICLE 23. Suspension~Termination
If PERFORMING AGENCY fails to comply with RECEIVING AGENCY's reporting
requirements, the program objectives, or the contract award conditions,
RE~EIVING AGENCY may withhold payments. RECEIVING AGENCY will provide advance
written notice to PERFORMING AGENCY which will identify the deficiency and
RECEIVING AGENCY's intent to withhold payments if the deficiency is not
corrected' within a specific number of days. When the deficiency is corrected,
RECEIVING AGENCY will release any withheld payments with no further action.
iii PERFORMING AGENCY fails to comply with the terms, conditions, or standards
of this contract, RECEIVING AGENCY may suspend the contract attachment(s) and
prohibit PERFORMING AGENCY from incurring additional obligations of funds
pending either corrective action or termination. RECEIVING AGENCY will
provide written notice to PERFORMING AGENCY at least thirty (30) days in
advance of the suspension date. Such notice will detail the nature of
noncompliance and specify a correction date. PERFORMING AGENCY may request a
hearing on the proposed suspension if such request is made in writing within
ten (10) days from any final notification of suspension.
This contract or any attachment(s) hereto may be terminated by either of the
parties hereto for noncompliance by the other party. A party intending to
terminate for noncompliance by the other party will provide written notice to
the other party at least thirty (30) days prior to the intended date of
terntlnation. Such notice will include the reasons for the termination and
will provide the other party an opportunity to rebut the reasons in writing.
A hearing may be requested on the proposed termination if such ~equest is made
iN writing within ten (10) days from any final notification of termination.
By such termination, neither party may nullify obligations already incurred
for performance or failure to perform prior to the date of termination. Such
termination will not be an exclusive remedy but will be in addition to any
other rights and remedies provided by law or under this contract.
1991 GENERAL PROVISIONS - Page 9 (rev.5/90)
This contract or any attachment(s) hereto may be terminated in whole, or in
part, when both parties agree that continuation would not produce ~results
commensurate with further expenditure of funds. Both parties will agree on
the effective date and, in the case of partial termination, the portion to be
terminated. RECEIVING AGENCY will immediately send PERFORMING AGENCY written
notice of the terms agreed te and such notice will become a part of the
contract. PERFOP~iING AGENCY will not incur new obligations for the terminated
portion after the effective date of termination and will cancel as many
outstanding oblisations as possible. RECEIVING AGENCY will allow full credit
to PERFORMING AGENCY for.noncancelable obligations which were properly
incurred prior to the termination date.
This contract or any attachment(s) hereto may be terminated if funds allocated
fo= any attachment(s) hereto should become reduced, depleted, or unavailable
during any attachment(s) budget period, and RECEIVING AGENCY is unable to
obtain additional funds for such purposes. RECEIVINGAGENCY will immediately
provide written notification to PERFORMING AGENCY of such fact and such
attachment(s) to this contract is/are terminated upon receipt of that
notification.. PERFORMING AGENCY will not incur new obligations after, the
effectivedate of termination andwill cancel as many outstanding obligations
as possible. RECEIVING AGENCYwill allow full credit to PERFORMING AGENCY for
nondancelable obligations' which, were properly incurred prior to the
termination date.
This contract or any attachment(s) hereto may be terminated in the event that
federal or state laws or other requirements should be amended or judicially
interpreted so as to render continued fulfillment of this contract, on the
part of either party, unreasonable or impossible. If the parties should be
unable to agree, upon amendment which would therefore '~be~needed_to enable the
substantial continuation of the services contemplated~heretn, then, ~upon
written notification by RECEIVING AGENCY to PERFORMING AGENCY, the parties
will be discharged from any further obligations created under the terms of
this contract, except for the equitable settlement of the respective accrued
interests or obligations as of the date of termination.
ARTICLE 24. Personn. el
Ail personnel funded by attachment(s) to this contract are employees of
PERFORMING AGENCY which will be responsible for their direction and control
and liable for any of their acts or omissions.
PERFORMING AGENCY will have in place legally sufficient Due Process Hearing
Procedures for all of its employees filling state budgeted positions.
PERFORMING AGENCY will have full authority to employ, promote, suspend,
demote, discharge, and transfer within its organizatio~ any and all state
budgeted personnel funded by attachment(s) to this contra=~iprovided',, however,
that any demotion, suspension, or discharge of such state budgeted employees
will be in accordance with the Due Process Hearing Procedures as set out
above. The only distinction between state budgeted and! local.paid employees
is that employees on state budgeted positions receive state benefits and are
subject to certain duties, obligations, and restrictions as state'employees as
contained in state law.. One such restriction, as contained in the State
Appropriations Act, is that no employee paid on a state budgeted position may
1991 GENEP~AL PK0VISIONS
Page 10 (rev.5/90)
receive a salary supplement from any source unless specifically authorized in
the Appropriations Act or other state law. This prohibition includes, but is
not limited to, the payment to such employee of a so-called "flat rate" car
allowance or travel allowance. Any such travel or per diem to these employees
must be on a reimbursement basis, supported by appropriate records, and may
not exceed the reimbursement for mileage and/or per diem allowed under the
Appropriations Act and current state travel regulations. This restriction
will apply whether travel funds are provided in attachment(s) under this
contract or from any other source.
PERFORMING AGENOY will utilize RECEIVING AGENCY's policies and procedures for
hiring and promoting individuals into state budgeted positions funded by
attachment(s) to this contract. Qualifications of any individuals filling
these positions will be subject to approval of RECEIVING AGENCY's Bureau of
Pe=sonnel Management. The purpose of the approval is to ensure that
individuals occupying these positions meet minimum educational and experience
requirements.
PERFORMING AGENCY will maintain required records and submit documents
necessary to process personnel, payroll, leave and time records, and travel
claims on state budgeted positions. PERFORMING AGENCY will be furnished by
RECEIVING AGENCY state warrants for salary compensation or travel
reimbursement for issuance to employees on state budgeted positions.
An independent audit is not required ss a condition of this contract if the
attachment provides assistance through assignment of state budgeted positions
and no funds are budgeted for local costs.
PERFORMING AGENOY may be reimbursed for local personnel costs or other
categories of expense used to fulfill the scope of work of attachment(s) in
lieu of being furnished state payroll warrants after a state budgeted position
becomes vacant. Reimbursement will not exceed the balance of funds on the
state budgeted position after all benefits, obligations, and/or other
entitlements are met. PERFORMING AGENCY's Director, or other person(s)
authorized elsewhere in this contract, may submit a request for conversion.
RECEIVING AGENCY will transmit formal approval and a revised budget to
PERFORMING AGENCY to complete the conversion.
_AHTICLE 25. FundinK Particigation Hequirement
PERFORMING AGENCY agrees funds provided through this contract will not be used
for matching purposes in securing other funding.
AI~TICLE Z~. Performance-Based Attachments
History
RECEIVING AGENCY is responsible for developing performance-based public health
services contracts in response Go the State Auditor's Report. This system
will enhance service delivery and improve accountability and efficiency in
the management of public health dollars.
Plans for initial implementation were designed to use the model objectives
format ste~ning~from recommendations of the Committee on Model Objectives for
Local Public Health in Texas. The committee was composed of representatives
1991 GENERAL PROVISIONS - Page 11 (rev.5/90)
of local health departments and' REGEIVING AGENCY'S central and public health
region offices in consultation with the University of Texas School of Public
Health in Houston.
The concept was piloted in three local health departments and is being used by
the public health regions in planning, managing, and evaluating selected
public health services.
Purpose
The. overall goal of performance-based contracts is improved public health
practices in Texas. The project is intended to:
-identify public health needs and establish priorities which provide a
rational basis for resource allocation;
-project realistic outcomes based on activities which can be accomplished with
current or planned resources, communicate needs, and build consensus at all
levels regarding directions to be taken in specific programs; and,
-institute a system for planning, implementing, managing, and evaluating
programs and monitoring progress toward' reducing and/or alleviating public
health problems.
Process
PERFORMING AGENCY will prepare outcome and process objectives relative to
local needs and resources in the following selected program areas, if
applicable:
-AIDS/HIV
-Ohronic Disease Prevention and Control
-Food Protection
-Imunization
-Maternal and Child Health
By the end of the current state fiscal year, PERFORMING AGENCY will show
evidence of a monitoring system to evaluate progress towards the objectives.
RECEIVING AGENCY will provide training, written documentation, and ongoing
technical assistance to PERFORMING AGENCY in the development of objectives and
a monitoring system. RECEIVING AGENCY contact for matters pertaining to the
performance-based public health services project is the Office of the
Associate Commissioner for Community and Rural Health.
It is understood and agreed to by both parties that some objectives may not be
met and achievement levels may be different than estimated. The objectives
are recognized as test processes and achievement below the established levels
will not affect the right of PERFORMING AGENCY to funds provided through
Attachment(s) when the basic program scope of work has been fulfilled.
Any disputes arising from procedures or actions taken as part of this project
will'be addressed and resolved to the mutual satisfaction of both parties.
1991 GENERAL PROVISIONS - Page 12
(rev.5;90)
DOCUMENT NO. C1000260
ATTACHMENT NO. 01
PERFORMING AGENCY: PLAINVIEW-HALE COUNTY HEALTH DISTRICT
RECEIVING AGENCY PROGRAM: COMMUNITY AND RURAL HEALTH
TERM: September 1, 1990
THROUGH August 31, 1991
SECTION I. SCOPE OF WORK:
PERFORMING AGENCY will use direct assistance and/or financial assistance from
RECEIVING AGENCY to supplement the delivery of comprehensive public health
services. Comprehensive health services encompass a wide variety of personal
health services, environmental health services, and other problems of
the jurisdiction. Personal health services may include but are ~ot limited to
adult health/chronic disease, AIDS/HIV, chronically ill/disabled children,
dental, immunization, laboratory, maternal and child health, public health
promotion/education, sexually transmitted disease control, and tuberculosis
control. Environmental health services/inspections may include but are not
limited to food, -premise, swimming pool, vector control, and wastewater
control. Other services may be provided as needed when agreed to by both
parties.
Reports of comprehensive health services performed will be submitted to
RECEIVING AGENCY, Community and Rural Health, in a format and time frame
agreed upon by both parties.
Direct assistance will be provided by RECEIVING AGENCY to PERFORMING AGENCY
for the implementation of an immunization program. The goal of the
immunization program is to prevent, control, and eradicate vaccine-prevent~b!~
disease by providing/administering biologicals, promoting immunization~ and
applying epidemiologic/outbreak controls within budgetary constraints. This
will be accomplished by performing the following activities and reports.
A. Investigations/Control Measures
PERFORMING AGENCY will investigate 100% of suspected cases of measles,
rubella, pertussis, poliomyelitis, and diphtheria within 24 hours after a
report is received. PERFORMING AGENCY will investigate 90% of suspected mumps
cases and 100% of suspected tetanus cases within 48 hours after a report is
received.
For the above diseases, PERFORMING AGENCY will implement the most current
-outbreak control procedures/measures and contact RECEIVING AGENCY,_Immuni~a
tion D~vision, within 48 hours after an investigation is initiated.
.B. Reporting R~quirements
PERFORMING AGENCY agrees to provide RECEIVING AGENCY, Immunization Division,
byJanuary 31st, of each year, a report detailing storage measures and methods
used to control vaccine loss including method to monitor and record daily
vaccine storage temperatures. The report shall be submitted in a format
provided by RECEIVING AGENCY, Immunization Division.
-1-
PERFORMING.AGENCY agrees to provide RECEIVING AGENCY, Immunization Division,
monthly reports of vaccine utilization/loss, ~ithin ten working days after the
end of each month, on forms provided by RECEIVING AGENCY (forms C§, C§A, C33,
C33A). PERFORMING AGENCY will obtain monthly biological reports from private
physician offices and others who receive state supplied biologicals.
PERFORMING AGENCY agrees to provide RECEIVING AGENCY, Immunization Division,
by September 15th, .of each year, a report on the number of people served with
immunizations (unduplicated count) and the number of visits for immunizations
in the preceding State Fiscal Year.
PERFORMING AGENCY agrees to comply with the following:
Texas Immunization Laws, Rules. and Regulations; Human Resources Code, Chapter
42; Texas Educatidn Code, Secbion 2.09, 2.09A; U.S. Department of Health and
Human Services, Childhood Immunization Grant. _
PERFORMING AGENCY will provide an estimated 1000 clients with
· services/units of service in or benefiting the county(ies)/area defined as:
HALE.
SECTION II. LEGAL AUTHORITY TO CONTRACT:
Chapters 12 and 121, Health and Safety Code.
SECTION III. SPECIAL PROVISIONS:
None.
-2-
SECTION IV. BUDGET:
FINANCIAL ASSISTANCE
Financial assistance involves payment of funds to PERFORMING AGENCY for costs
incurred in carrying out approved activities.
Personnel $18,504.OO
Fringe Benefits 2,964.00
Travel .OO
Equipment .OO
Supplies .OO
Contractual .OO
Other = .OO
Total Direct Costs
Indirect
$21',468.00
· O0
TOTAL $21,468.00
Financial reports are due the 20th of December, March, June, and September and
and September and the 15th of October.
RECEIVING AGENCY financial assistance will not exceed $
21,468.OO
3
DIRECT ASSISTANCE
Direct assistance involves the assignment of state funded positions or the
provision of materials or supplies such as vaccines in lieu of cash.
Personnel [ 1 position(s)]
Vaccine
$36,120.00
35,907.00
TOTAL $72,027.00
Direct assistance for personnel in the amount of $36,120.OO is shown on
the attached list of positions and budgetary amounts which is an
integral part of' this attachment. State salary warrants ~or net
earnings will be issued in accordance with state regulations.
Financial status reports (FSRs) are not required on direct assistance.
Program income generated from activities supported with direct assistance will
be reported on FSRs required for financial assistance provided through this
attachment, if applicable, or through other program attachment(s) benefitting
from this assistance.
RECEIVING AGENCY direct assistance will not exceed $72,027.00.
Total RECEIVING AGENCY assistance will not exceed $93,495.00.
AS OF ,3UNE 30, 1990
H21311/K13028
PLAINVIEW-HALE COUNTY HEALTH DEPT PAGE 655
PHR 2
AUGUST 31, 199!
BUDGET NO. PBO00
CATE- DESCRIPTION OR TITLE
GORY
1 HEALTH PROGRAM SPEC I HD
FUND END ITEM gOB
DESC. MONTH NO. CLASS
STATE AUG 001 4055
PAY PAY EFFECTIVE MONTHLY
GP STP DATE RATE
17 07 SEP 90 3,010.00
BUDGETED AMT
36,120.00
36,120.00
41 GRANTS
STATE AUG SEP go
21,468.00
21,468.00 *
57,588.00 **
FUND SUMMARY
11001 STATE AUG
57,588.00
57,588.00 **
DIRECT ASSISTANCE
Direct assistance involves the assignment of state funded positions or the
provision of material's or supplies such as vaccines tn lieu of cash.
Personnel [ 1 position(s)] $36,120.00
Vaccine 35,907.00
TOTAL $72,027.OO
Direct assistance for personnel in the amount of $36,120.OO is shown on
th~ attached list of positions and budgetary amounts which is an
integral part of this attachment. State salary warrants for net
earnings will be issued in accordance with state regulations.
Financial status reports (FSRs) are not required on direct assistance.
Program income generated from activities supported with direct assistance will
be reported on FSRs required for financial assistance provided through this
attachment,, if applicable, or through other program attachment(s) benefitting
fromthis assistance.
RECEIVING AGENCY direct assistance will not exceed $72,O27.OO.
Total RECEIVING AGENCY assistance will not exceed $93,495.00.
DOCUMENT NO. C1000260
ATTACHMENT NO. 02
PERFORMING. AGENCY: PLAINVIEW-HALE COUNTY HEALTH DISTRICT
RECEIVING AGENCY PROGRAH: BUREAU OF MATERNAL AND CHILD HEALTH
TERN: October 1, 1990
THROUGH August 31, 1991
SECTION I. SCOPE OF WORK:
PERFORMING AGENCY will use direct assistance and/or financial assistance from
RECEIVING AGENCY to provide clinical health services to women and children.
Emphasis will be placed on prenatal care for pregnant women, family planning
services, and preventive child health services, especially for low income
women and children.
Services will be performed in accordance with the standards for maternity,
family planning, and child health services as promulgated by the RECEIVING
AGENCY, Bureau of Maternal and Child Health. Maternity/Family Planning and
Child Health Clin'ic reports will be submitted to RECEIVING AGENCY, Bureau of
Maternal and Child Health, in a format and time frame to be agreed upon by
both parties.
PERFORMING AGENCY will provide an estimated 900 clients with
services/units of service in or benefiting the county(ies)/area defined as:
HALE.
SECTION II. LEGAL AUTHORITY TO CONTRACT:
Chapters 12 and 121, Health and Safety Code.
SECTION III. SPECIAL PROVISIONS:
The General Provisions Program Income Article requires that a fee for services.
system and a schedule of fees be developed. Low income mothers and children
provided health services under this attachment will not be charges a fee. The
term "low income" refers to an individual or family with an income determined
to be below the nonfarm income official poverty line defined by the Office of
Management and Budget and revised annually in accordance with Section 624 of
the Economic Opportunity Act of 1964.
-1-
SECTION IV. BUDGET:
FINANCIAL ASSISTANCE
Financial assistance involves payment of funds to PERFORMING AGENCY for costs
incurred in carrying out approved activities.
Personnel
Fringe Benei~its
T ravel
Equ i pment
Supp]ies
Contractual
Other
Total Direct Costs
Indirect
TOTAL
Decrease in funding for financial
assistance due to funding iperiod
of 11 months (Oct-Aug).
$19,372.00
3,439.00
275.00
.00
4,481.00
2,910.00
.00
$30,477.00
.00
$30,477.00
Financial status reports (FSRs) are due the 20th of December, March, June,
and September and the 15th of October.
RECEIVING AGENCY financiaT assistance will not exceed
30,477~00